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Name of Document |
Authors/Editors and Year |
Description |
htpp link (when available) |
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Key References for PPP Structuring |
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Infrastructure Australia National PPP Guidelines Volume 2: Practitioners’ Guide |
Commonwealth of Australia (2011). |
Includes guidelines to structure PPP contracts and tender processes, and manage tender process of the “interactive type”. |
http://infrastructureaustralia.gov.au/policy-publications/public-private... |
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Standardization of PFI Contracts (version 4) |
HM Treasury, UK (2007). |
Detailed guidelines as to structure a PFI (user-pays PPP) contract. |
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Standardization of PFI2 Contracts |
HM Treasury, UK (2012). |
Develops the former standards as to adapt them to PF2 |
https://www.gov.uk/government/uploads/system/uploads/attachment_data/fil... |
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A New Approach to Public-Private Partnerships (PF2) |
HM Treasury, UK (2012). |
A review of the PFI approach, which incorporates a number of new features in the PFI UK model, including public equity, the use of public guarantees for the debt, and so on. |
https://www.gov.uk/government/uploads/system/uploads/attachment_data/fil... |
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Risk Allocation and Contractual Issues |
Partnerships Victoria (June 2001). |
An extensive analysis on risk allocation and risk-related contractual standards. |
www.dtf.vic.gov.au/.../Risk-Allocation-and-Contractual-Issues1-Entire.pdf |
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Online Toolkit for Public Private Partnerships in Roads and Highways World Bank |
Public-Private Infrastructure Advisory Facility (PPIAF) (2009). |
Includes a description of tender processes and a reflection on different revenue structures, including an attached paper analyzing payment mechanisms in roads, |
http://www.ppiaf.org/sites/ppiaf.org/files/documents/toolkits/highwaysto... |
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Public-Private Partnerships Reference Guide V 2.0 |
World Bank Group, PPIAF (2014). |
Includes a good summary of the key issues related to PPP structuring. |
http://ppp.worldbank.org/public-private-partnership/library/public-priva... |
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The Guide to Guidance - How to Prepare, Procure and Deliver PPP Projects |
European PPP Expertise Centre (EPEC) (2012). |
Of particular interest for this chapter is the description of contract termination issues and methods to calculate the termination compensation sum. |
http://www.eib.org/epec/g2g/iii-procurement/31/314/index.htm |
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National Treasury PPP Manual, South Africa (Module 5: Procurement). |
National Treasury PPP Unit, South Africa (2004). |
Module 5 describes procedures and standard approaches for the design of the contract and PPP tender documents. |
http://www.ppp.gov.za/Legal%20Aspects/PPP%20Manual/Module%2005.pdf |
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Other References and Readings Cited in this Chapter |
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World Bank (2015). |
Explains the relevant and main contents of what should constitute a contract information disclosure framework. Provides examples of jurisdictions that provide templates in their policy guidelines and suggests its own template for proactive disclosure in section 11 “Templates” (pages 37-41). |
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World Bank (2015). |
An extension of the previous mentioned Guide. Provides an analysis of approaches to information disclosure (both to pre-procurement and post-procurement phases), including how some countries tackle disclosure of the contract. |
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HM Treasury UK (2004). |
For information on risk management of the PPP process. |
https://www.gov.uk/government/uploads/system/uploads/attachment_data/fil... |
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The World Bank Group provides intelligence on real precedent contract and tender regulations in PPPIRC. |
http://ppp.worldbank.org/public-private-partnership/about-pppirc |
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Risk Identification and Risk Allocation in Project Finance Transactions |
Chris Furnell (May 2000). |
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PPP: Principles of Policy and Finance |
E. R. Yescombe (2007). |
Chapter 14 deals with risk evaluation and transfer (including a focus on bankability and the perception of lenders), and it is pertinent to the risk structuring part of this chapter of the PPP Certification Guide. |
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E. Engel and others (2002). |
This article describes the “Least-Present-Value-of-Revenue” criterion used to award toll road PPP concessions in Chile. |
http://object.cato.org/sites/cato.org/files/serials/files/regulation/200... |
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UK Office of Gov. Commerce (2008). |
Describes the process and main features to consider when structuring and handling a competitive dialogue as regulated by the European Union. |
http://webarchive.nationalarchives.gov.uk/20110601212617/http:/ogc.gov.u... |
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Attracting Investors to African PPP |
PPIAF (2009). |
Includes an interesting example of what constitutes smart or non-smart output specifications in an accommodation PPP. |
https://openknowledge.worldbank.org/bitstream/handle/10986/2588/461310re... |
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PPP Guidelines of the Río de Janeiro Municipal Government |
Sponsored by World Bank (2013). |
Includes recommended standards for PPP contract provisions in the Brazilian context. |
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EPEC (2013). |
Discuss different approaches and provide tips and reflections on recommended termination provisions. |
http://www.eib.org/epec/resources/Termination_Report_public_version.pdf |
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PPIAF, World Bank – Farquharson, Torres de Mästle, and Yescombe, with Encinas (2011). |
Describes and provides guidance on the whole PPP process, highlighting the experience of developing countries. Briefly covers project selection; the focus is on preparing and bringing the project to market and engaging with the private sector. Also includes a number of representative case studies. |
https://openknowledge.worldbank.org/bitstream/handle/10986/2262/594610PU... |
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Andrés Rebollo, commissioned by the Inter-American Development Bank (IDB) (2009). |
Describes Spanish experience in road PPPs. Annex 2 provides for a case study of a PPP based in shadow toll bands. |
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OECD (2008) |
Analyses how efficiency is driven by proper risk transfer. |
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FHWA, Department of Transportation, US (2013). |
Provides guidelines for risk assessment in PPPs. |
https://www.fhwa.dot.gov/ipd/pdfs/p3/p3_guidebook_risk_assessment_030314... |
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Explanatory Note- Competitive Dialogue- Classic Directive |
European Commission (2005). |
Explains how to use Competitive Dialogue in Europe. |
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Recommended PPP contractual provisions (draft) |
Gide, commissioned by WB (2015) |
Recommeonds standard provisions for key aspects of the PPP contract such as early termination, confidentiality and disclosure, lender´s rights and others. |
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Dispute Resolution Checklist and Sample Wording |
PPPRIC web site |
Provides advice in relation to the design of Dispute Resolution systems and processes. |
http://ppp.worldbank.org/public-private-partnership/ppp-overview/practic... |
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Cases Studies |
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World Economic Forum (2010). |
Includes several case studies on relevant PPP transactions. |
http://www3.weforum.org/docs/WEF_IV_PavingTheWay_Report_2010.pdf |
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World Bank Group and PPIAF (2015). |
Includes a number of examples on how proactive disclosure is relevant for successfully managing industry interest, and public acceptance and support. |
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EU commission (2004). |
Analyzes PPP developments in Europe in the sectors of water, waste management, and transportation, providing and explaining numerous PPP cases in emerging markets in the EU. |
http://ec.europa.eu/regional_policy/sources/docgener/guides/pppresourceb... |
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World Bank Group (2014). |
Explains the current challenges of EMDEs in accessing private finance, explaining a number of relevant success cases and lessons learned. |
https://g20.org/wp-content/uploads/2014/12/WBG%20IIWG%20Success%20Storie... |
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