• Body of Knowledge:
    Project Identification and PPP Screening
    12.2. Communication Strategy
    During the Screening Phase, but not only then, successful PPP projects often make a specific effort to communicate the results of the various steps of the PPP process, as well as the decisions made during the phase, to the general public and to those specific groups with a particular interest in...
  • Body of Knowledge:
    Project Identification and PPP Screening
    13. Assessing Capabilities and Needs, and Hiring Advisors
    As explained, if a project is identified as the appropriate solution to a need and the results of the PPP suitability test are positive, before moving ahead within the project cycle, a “project team” should be defined, which will carry out the next phases: the Appraisal and potentially the...
  • Body of Knowledge:
    Project Identification and PPP Screening
    13.1. Capabilities Needed to Develop the Appraisal Studies
    The capabilities necessary for an appraisal process can be divided into five main groups. Technical: In charge of the project’s design, with expertise in the type of infrastructure that is the subject of the contract; Expertise in the technical aspects of the services involved. Environmental: In...
  • Body of Knowledge:
    Project Identification and PPP Screening
    13.2. Request for Advisors
    The importance of advisors in PPPs has been emphasized by Jangun and Marques (2006): [34] “As governments transition from their role of monopoly provider of infrastructure services to setting the framework for private provision of infrastructure services, independent “third party” advisory...
  • Body of Knowledge:
    Project Identification and PPP Screening
    13.3. Timing and Scope of the Advisory Contracts
    The procurement and selection of advisors may be done as a group, that is, selecting a consortium of firms under a single advisory contract to cover all the areas of work, or under separate procurement and contracts. There are pros and cons to both of these options. A single integrated team will...
  • Body of Knowledge:
    Project Identification and PPP Screening
    14. Screening Report
    It is good practice to complete a report containing at least the following sections before entering the full appraisal process and, specifically, before committing staff and/or hiring advisors. 1. Executive summary and recommendations; 2. Project description: Outline of technical solution; 3. Needs...
  • Body of Knowledge:
    Project Identification and PPP Screening
    15. Outcomes of this Phase
    There are three possible outcomes of the project analysis in this phase: move on to the next stage (the project appears to be economically sound and is a suitable PPP candidate); it is not suitable to be a PPP; or since some relevant information is missing, or there is a need to clarify some...
  • Body of Knowledge:
    Project Identification and PPP Screening
    References
    Name of Document (including version if more than one) Authors/Editors and Year Description / Reason for Signposting (including details on pages and/or headings when applicable) http link (when available) Defining Success for Software Projects: An Exploratory Revelation Agarwal, N....
  • Body of Knowledge:
    Operations and Handback
    1. Introduction
    In this chapter, the focus will be on the contract management of the Operations Phase. Although the Operations Phase contains different aspects in comparison with the Construction Phase, the mechanism for applying good practice contract management therein does not differ significantly from the...
  • Body of Knowledge:
    Operations and Handback
    2. Contract Management and Monitoring during the Operations Phase
    2.1. Importance of Contract Management and Monitoring   The previous chapter (sections 3 and 4) explained the importance of: the contract management and monitoring; providing for the governance, structure and function of contract management; and the contract management team. The principles of the...
  • Body of Knowledge:
    Operations and Handback
    3. Contract Management and Administrative Process
    3.1. Introduction to Contract Management during the Operations Phase During the Operations Phase, key activities that must be included in managing the PPP contract are: monitoring and managing project delivery and performance against service outputs; monitoring and managing changes; managing...
  • Body of Knowledge:
    Operations and Handback
    4. Managing Private Partner Under-performance and Non-Compliance
    As in the Construction Phase, during the Operations Phase, the immediate mechanism to deal with non-compliance and contract breaches is typically a mechanism that has financial consequences for the private partner. However, the system and instruments for managing under-performance (by providing...
  • Body of Knowledge:
    Operations and Handback
    5. Managing Finances
    5.1. Payment Mechanisms The mechanism by which the private partner receives revenue with which it covers its costs, services its debt obligations, and generates a profit must be linked to the performance of its obligations under the PPP contract. The very heart of risk transfer and, therefore,...
  • Body of Knowledge:
    Operations and Handback
    6. Regulatory Requirements
    6.1. Standard Regulations when Dealing with PPPs As discussed in chapter 2 of the PPP Guide, most jurisdictions have a regulatory framework that is applicable to PPPs in general as well as PPP contracts for specific projects. The regulatory framework has a number of objectives, one of which is to...
  • Body of Knowledge:
    Operations and Handback
    7. Variation Management
    Variation management is closely connected with PPP agreement management and relates to the creation of mechanisms to enable changes to the PPP agreement. Such changes may be necessary as a result of a change in circumstances that could not be anticipated or quantified when the PPP agreement was...
  • Body of Knowledge:
    Operations and Handback
    8. Relationship Management, Issue Management, and Dispute Resolution
    8.1. Effective Relationship Management In chapter 7, relationship management was clearly established as being a collaborative working relationship, together with systems and communications that actively support and enhance the relationship throughout the life of the project. Due to the nature of...
  • Body of Knowledge:
    Operations and Handback
    9. Managing Expiry, Default, and Early Termination Processes
    Early termination of a PPP contract is truly a last resort and must follow a whole range of processes, commencing with an act of default by one of the parties or some continuing force majeure. From a contract management perspective, the focus should be on avoiding termination by managing...
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